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Overview

In the state of Arizona, the process of appointing a statutory agent for a corporation or LLC is formalized through the use of an Arizona Agent Form, a pivotal document necessary for ensuring that the entity maintains a reliable point of contact within the state for legal and official communications. This form, essential for compliance with Arizona law, requires specific information to be provided, including the exact name of the corporation or LLC making the appointment and the precise name of the statutory agent as it appears in official documents such as Articles of Organization or Articles of Incorporation. Furthermore, the statutory agent must acknowledge their acceptance of this role through a signature, affirming their commitment until they are either replaced or resign. It's notable that this acknowledgement includes an assertion under penalty of perjury that the information provided on the form is accurate and true. The option exists for either an individual or an entity to serve as the statutory agent, underscoring the flexibility in how businesses can choose to meet this legal requirement. There are no filing fees for regular processing of this form, emphasizing the state's commitment to facilitating this aspect of business operations without imposing financial burdens. Additionally, submitted documents become a matter of public record, available for inspection, thereby contributing to the transparency of business operations within Arizona. This form, along with detailed instructions, underscores the structured yet accommodating approach adopted by the Arizona Corporation Commission towards the administration of business entities, explicitly advising the consultation of private legal counsel for personalized business needs and clarifying that all documents filed are subject to public scrutiny, ensuring both compliance and openness in business practices.

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DO NOT WRITE ABOVE THIS LINE; RESERVED FOR ACC USE ONLY.

STATUTORY AGENT ACCEPTANCE

Please read Instructions M002i

1.ENTITY NAME – give the exact name in Arizona of the corporation or LLC that has appointed the Statutory Agent (this must match exactly the name as listed on the document appointing the statutory agent, e.g., Articles of Organization or Article of Incorporation):

____________________________________________________________________________

2.STATUTORY AGENT NAME – give the exact name of the Statutory Agent appointed by the entity listed in number 1 above (this will be either an individual or an entity). NOTE - the name must match exactly the statutory agent name as listed in the document that appoints the statutory agent (e.g. Articles of Incorporation or Articles of Organization), including any middle initial or suffix:

_____________________________________________________________________

3.STATUTORY AGENT SIGNATURE:

By the signature appearing below, the individual or entity named in number 2 above accepts the appointment as statutory agent for the entity named in number 1 above, and acknowledges that the appointment is effective until the appointing entity replaces the statutory agent or the statutory agent resigns, whichever occurs first.

The person signing below declares and certifies under penalty of perjury that the information contained within this document together with any attachments is true and correct, and is submitted in compliance with Arizona law.

SignaturePrinted NameDate

REQUIRED – check only one:

Individual as statutory agent: I am

Entity as statutory agent: I am signing on

signing on behalf of myself as the individual

behalf of the entity named as statutory agent,

(natural person) named as statutory agent.

and I am authorized to act for that entity.

Filing Fee: none (regular processing) Expedited processing – not applicable.

All fees are nonrefundable - see Instructions.

Mail: Arizona Corporation Commission - Corporate Filings Section

1300 W. Washington St., Phoenix, Arizona 85007

Fax: 602-542-4100

Please be advised that A.C.C. forms reflect only the minimum provisions required by statute. You should seek private legal counsel for those matters that may pertain to the individual needs of your business.

All documents filed with the Arizona Corporation Commission are public record and are open for public inspection. If you have questions after reading the Instructions, please call 602-542-3026 or (within Arizona only) 800-345-5819.

M002.003

Arizona Corporation Commission – Corporations Division

Rev: 9/2014

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File Properties

Fact Detail
Form Purpose Statutory Agent Acceptance
Entity Requirement Must exactly match the corporation or LLC name as listed in the appointing document.
Statutory Agent Naming Must be the exact name as listed in the document that appoints them and may be an individual or an entity.
Evidence of Acceptance Signature signifies acceptance and the effectiveness of appointment until changed or resigned.
Declaration Information must be true and correct under penalty of perjury in compliance with Arizona law.
Filing Fee None for regular processing; expedited processing not applicable. All fees are nonrefundable.
Governing Law Arizona law as facilitated by the Arizona Corporation Commission – Corporations Division.

Instructions on Writing Arizona Agent

Upon choosing a statutory agent for a corporation or limited liability company (LLC) in Arizona, the next critical step involves formally acknowledging and recording this decision through the Arizona Corporation Commission. The statutory agent, often known as a registered agent in other jurisdictions, plays a pivotal role by receiving and handling legal documents on behalf of the entity. The process of completing the Arizona Statutory Agent Acceptance Form is straightforward but requires attention to detail to ensure accuracy and compliance with Arizona law. Following the outlined steps will help in filling out the form correctly.

  1. Review the instructions thoroughly that accompany the Arizona Agent form M002i to ensure understanding of the filing requirements and implications.
  2. Enter the exact name of the entity (corporation or LLC) appointing the statutory agent in the field labeled "ENTITY NAME". It is crucial that this name matches exactly as it appears on the document that appointed the statutory agent, such as the Articles of Organization or Articles of Incorporation.
  3. Provide the name of the statutory agent in the "STATUTORY AGENT NAME" section. If the agent is an individual, include any middle initials or suffixes to ensure the name matches the one in the appointing document. For entity agents, ensure the registered name of the entity is accurately recorded.
  4. In the section for "STATUTORY AGENT SIGNATURE", the appointed statutory agent must sign to accept the appointment officially. This acceptance indicates the agent's commitment to act as the statutory agent for the listed entity, understanding the role continues until a new agent is named or the current agent resigns.
  5. The agent must print their name and date the form next to the signature to validate the acceptance.
  6. Determine whether the statutory agent is an individual or an entity, then mark the appropriate checkbox to indicate this status.
  7. Review the filled-out form for accuracy and completeness, ensuring that all the information matches the corresponding official documents and complies with Arizona regulations.
  8. Submit the completed form and any attachments to the Arizona Corporation Commission either by mail to their Corporate Filings Section in Phoenix or by fax. Note that there is no filing fee for regular processing, and expedited service is not offered for this form.

Once the form is submitted, it's useful to save a copy for record-keeping and future reference. The role of the statutory agent is foundational for the smooth operational legality of the entity in Arizona. This formality establishes a reliable channel for legal and state correspondence, ensuring the entity maintains good standing within the state regulations.

Listed Questions and Answers

What is a Statutory Agent and why is one needed in Arizona?

In Arizona, a Statutory Agent (also known as a Registered Agent in other states) is an individual or entity designated to receive legal and official documents on behalf of a corporation or LLC. This role is vital because it ensures that the business can be legally contacted or served with legal documents, such as lawsuits or subpoenas. The state of Arizona requires every business entity to appoint a Statutory Agent to ensure there is a reliable way to communicate with the business about legal and tax matters.

How does one become a Statutory Agent in Arizona?

To become a Statutory Agent in Arizona, an individual or entity must be appointed by a corporation or LLC. This appointment is typically made through the company's Articles of Incorporation (for corporations) or Articles of Organization (for LLCs). The appointed agent must then accept their role by signing the Arizona Agent Form, acknowledging their understanding of the responsibilities and agreeing to act as the Statutory Agent. The form, complete with the agent's signature, must be filed with the Arizona Corporation Commission to formalize the appointment.

What information is required to complete the Arizona Agent Form?

To complete the Arizona Agent Form, the following information is required: (1) the exact name of the corporation or LLC appointing the Statutory Agent, which must match the name listed on the Articles of Incorporation or Articles of Organization; (2) the exact name of the Statutory Agent being appointed, including any middle initials or suffixes; and (3) the signature of the Statutory Agent, acknowledging their acceptance of the appointment. Additionally, the form requires clarification on whether the agent is an individual or an entity and a certification that all provided information is true and correct under penalty of perjury.

Is there a filing fee for the Arizona Agent Form?

There is no filing fee for the regular processing of the Arizona Agent Form. This makes it accessible for businesses to comply with the legal requirement of appointing a Statutory Agent without the burden of additional costs. However, it is important to note that any expedited processing options are not applicable to this form, and all fees, should there be any for other services or filings, are nonrefundable according to the instructions provided with the form.

Can the appointed Statutory Agent be changed?

Yes, the appointed Statutory Agent for an Arizona corporation or LLC can be changed. To change the Statutory Agent, the entity must file the appropriate change form with the Arizona Corporation Commission, detailing the new agent's name and accepting signature. This process ensures that the state has the most current contact information for serving legal documents. It is crucial for businesses to keep this information up to date to maintain compliance with state regulations and ensure timely receipt of all legal correspondences.

Common mistakes

  1. Not providing the exact name of the entity as it is listed on the documents appointing the statutory agent, such as the Articles of Organization or Articles of Incorporation, is a common mistake. This discrepancy can lead to confusion and potential legal issues.

  2. Failing to give the exact name of the Statutory Agent as it appears in the appointing document, including any middle initials or suffixes, is another error. Precise acknowledgment is crucial for the validation of the appointment.

  3. Inaccurately checking the box that identifies whether the statutory agent is an individual or an entity. This selection must accurately represent the statutory agent's status to avoid processing delays.

  4. Omitting the signature of the Statutory Agent, which serves as acceptance of the appointment. This oversight nullifies the document since the acceptance is not officially recorded.

  5. Neglecting to include the printed name and the date next to the Statutory Agent's signature also leads to the form being incomplete, which can delay or invalidate the appointment process.

  6. Ignoring the instructions regarding expedited processing options. While this form does not offer expedited services, not reading instructions carefully can lead to misunderstandings regarding processing times and fees for other documents.

  7. Assuming that the filed documents will remain private. All documents submitted to the Arizona Corporation Commission are public record and available for public inspection, and ignoring this fact can lead to unintended disclosure of information.

  8. Not seeking legal counsel for unique business needs. The form's disclaimer advises seeking private legal counsel for matters pertaining to individual business needs, which if neglected, can result in legal vulnerabilities.

When filling out the Arizona Agent Form, it's vital to pay close attention to every detail and requirement. Mistakes, no matter how small, can lead to delays, rejections, or legal complications down the road. The process requires a diligent review and accurate representation of all provided information to ensure smooth processing and compliance with Arizona law.

Documents used along the form

When setting up or managing a business entity in Arizona, several documents often accompany the Arizona Agent (Statutory Agent Acceptance) form. These documents play crucial roles in establishing the legal structure, maintaining compliance, and ensuring the clear operation of the business within state laws. Below is a list of commonly used documents alongside the Arizona Agent form.

  • Articles of Incorporation - This document officially forms a corporation. It includes essential information like the corporation's name, address, purpose, and information about shares and shareholders.
  • Articles of Organization - Similar to Articles of Incorporation but for a Limited Liability Company (LLC). It contains details about the LLC's name, duration, management structure, and members.
  • Operating Agreement - Although not always required, this document outlines the operating procedures, financial decisions, and ownership percentages among members of an LLC.
  • Bylaws - Used by corporations, bylaws detail the internal management structure, including procedures for meetings, elections, and the roles and duties of officers.
  • Annual Report - A yearly document that businesses must file to report their operations, financial status, and current contact information, ensuring they remain in good standing with the state.
  • Meeting Minutes - Records of the proceedings and decisions made during corporate meetings. Keeping these is often required to comply with state law and maintain corporate veil protection.
  • Shareholder Agreement - A document that specifies the rights and obligations of shareholders, including how shares can be bought, sold, or transferred.
  • Employer Identification Number (EIN) Application - Most businesses will require an EIN, obtained from the IRS, for tax purposes and to open a bank account.
  • Trade Name Registration - If a business operates under a name different from its legal name, this registration asserts the right to use that trade name.
  • Business Licenses and Permits - Depending on the type of business and its location, various state and local licenses and permits may be required to legally operate.

Navigating the complexities of business documentation can be overwhelming, but each document serves a vital function in the lifecycle of a business. From establishing the business’s legal framework to ensuring compliance with local, state, and federal laws, these documents help protect the interests of the business and its owners. It is prudent for business owners to consult with legal professionals to ensure all necessary documents are correctly completed and filed.

Similar forms

The Power of Attorney is notably similar to the Arizona Agent form, in that both documents involve the appointment of an individual or entity to act on behalf of another. The Power of Attorney allows an individual (the principal) to give legal authority to another person (the agent) to make decisions on their behalf, which mirrors the role of the Statutory Agent in accepting responsibility to act for the entity in legal matters. Both documents require precise identification of the parties involved and conclude with an acknowledgment signature, reinforcing the agent's acceptance and commitment to their designated responsibilities.

Corporate Bylaws share a structural resemblance with the Arizona Agent form, as they are foundational to the organization and operation of a corporation. While Corporate Bylaws outline the rules and procedures for the corporation's internal management, the Statutory Agent form specifically relates to the appointment of an agent for service of process. Both documents serve crucial roles in legal compliance and governance of the entity, establishing clear protocols for how the corporation will conduct business and handle legal documents.

Articles of Incorporation bear similarities to the Statutory Agent form because both are essential for establishing a corporation's legal identity in Arizona. The Articles of Incorporation document the creation of the corporation, including details such as the corporation's name, purpose, and the names of its founders. Similarly, the Statutory Agent form identifies both the entity and the agent, solidifying the agent's role in relation to the corporation. Each document serves a pivotal role in the corporation's legal foundation, ensuring compliance with state laws from inception.

The Operating Agreement for an LLC resonates with elements of the Arizona Agent form, particularly in how it outlines the operation and governance of an LLC. While the Operating Agreement focuses on the internal management structures, member obligations, and financial arrangements of the LLC, the Arizona Agent form addresses the external representation by specifying the appointed statutory agent. Both documents contribute to the legal framework within which the LLC operates, ensuring that the entity's management and representation are clearly established.

Annual Reports, which entities must periodically file with the state, share a function with the Arizona Agent form because both contribute to the ongoing legal compliance of the entity. The Annual Report updates the state on the entity's key information, including changes in addresses or contact information, which may impact the statutory agent's details. This periodic filing ensures that the entity remains in good standing, paralleling the Arizona Agent form's role in maintaining current and accurate representation for legal service purposes.

The Statement of Change of Registered Agent form closely mirrors the Arizona Agent form, as both deal directly with the designation or replacement of an entity's representative for service of process. The Statement of Change is utilized when changing the previously appointed agent, necessitating similar accuracy in identifying the entity and the incoming agent. This document, like the Arizona Agent form, reinforces the importance of keeping the statutory agent's information up-to-date for legal compliance and effective communication.

The Business License Application, while primarily focused on obtaining permission to operate a business within a specific locale, shares the aspect of entity identification with the Arizona Agent form. Both require detailed information about the business, including its legal name and primary contacts. This similarity underscores the broader context of legal and regulatory compliance in which both forms operate, as accurate entity information is critical for legal, operational, and administrative purposes.

Lastly, the DBA (Doing Business As) Registration form parallels the Arizona Engel form by necessitating precise information about the business's identity. Businesses use DBA registrations to operate under a trade name different from their legal name, just as the Statutory Agent form identifies the legal name of the entity and its appointed representative. Both documents are integral to the public and legal recognition of the business's operation, ensuring that the business identity is properly recorded and represented in legal matters.

Dos and Don'ts

When filling out the Arizona Agent Form, a precise approach is required to ensure that all details are accurately captured and comply with the specifications laid out by the Arizona Corporation Commission. This guide outlines the dos and don'ts to help you navigate the form completion process effectively.

Dos:
  • Ensure the entity name matches exactly: The name of the corporation or LLC in question must be completely accurate, mirroring the name as it appears on the original document that appoints the statutory agent, such as the Articles of Organization or Articles of Incorporation.

  • Verify the statutory agent's name for exactness: Double-check the statutory agent's name for precision, including any middle initials or suffixes, ensuring it aligns with the name listed on the statutory agent appointment document.

  • Sign the form as required: The individual or entity acting as the statutory agent must sign the form, acknowledging their acceptance of the appointment and certifying the truthfulness and accuracy of the information provided under penalty of perjury.

  • Choose the correct agent type: Clearly indicate whether the statutory agent is an individual or an entity, as there's a designated section to specify this on the form.

  • Provide complete contact information: Though not explicitly mentioned in the brief, including clear and accurate contact information is crucial for any follow-up communication that may be necessary.

Don'ts:
  • Skip the instructions: Avoid rushing directly into filling out the form without reviewing the provided instructions (M002i), as these contain vital information on correctly completing the process.

  • Assume fees don't apply: While the form highlights that there is no filing fee for regular processing, always check for any updates or changes to this policy and be prepared to cover any applicable costs for services such as expedited processing if chosen or required.

It's worth remembering that all documents submitted to the Arizona Corporation Commission become public record. Therefore, accuracy is not just a matter of regulatory compliance but also of public record integrity. Lastly, because these forms encapsulate minimum statutory requirements, consulting with legal counsel for individual business needs is advisable to ensure all legal bases are covered comprehensively.

Misconceptions

There are several misconceptions about the Arizona Agent Form, which can lead to confusion. Understanding these can help in accurately completing and submitting the form.

  • Misconception 1: Any name can be listed as the Entity Name. The name of the corporation or LLC must exactly match the one on the document appointing the statutory agent, such as the Articles of Organization or Article of Incorporation.
  • Misconception 2: The Statutory Agent can be a pseudonym or informal name. The statutory agent's name must be their formal legal name or the registered name of the entity and must exactly match the name listed in the document that appoints them.
  • Misconception 3: Anyone can sign as the Statutory Agent. Only the individual or entity named as the statutory agent and appointed by the entity can sign the form, acknowledging the acceptance of the appointment.
  • Misconception 4: The signature does not require a date. The date is a crucial part of the signature section, without which the acknowledgment and acceptance of the statutory agent's duties are incomplete.
  • Misconception 5: Filing fees can be refunded. All fees are nonrefundable, as clearly stated in the instructions, regardless of the application's outcome.
  • Misconception 6: Expedited processing is available for the Statutory Agent Acceptance form. Expedited processing is not applicable for this type of filing, as noted in the form's instructions.
  • Misconception 7: Personal legal counsel is not necessary. The form advises seeking private legal counsel for matters pertaining to the individual needs of your business, indicating that legal advice may be beneficial in certain situations.
  • Misconception 8: Filed documents are private. All documents filed with the Arizona Corporation Commission are public record and open for public inspection, contrary to the belief that they remain confidential.
  • Misconception 9: The form's instructions are optional. The instructions are an integral part of the filing process, providing necessary guidance to ensure compliance with Arizona law.

Correctly understanding these aspects of the Arizona Agent Form is essential for anyone looking to accurately complete and submit it in accordance with state requirements.

Key takeaways

Filling out and using the Arizona Agent form involves several key takeaways that are crucial for individuals or entities to understand. These points ensure that the process is carried out accurately and in compliance with Arizona laws.

  • Exact Naming is Crucial: When designating an entity name (the corporation or LLC) and the statutory agent name on the form, it is essential to use the exact names as they appear in official documents like the Articles of Organization or Article of Incorporation. This includes any middle initials or suffixes for individuals.
  • Understanding the Role of the Statutory Agent: The individual or entity named as the statutory agent acts on behalf of the corporation or LLC listed in the form. This appointment is a formal acknowledgment that they accept the responsibility to handle legal and state documents.
  • Signature and Declaration: The statutory agent’s signature is an affirmation of their acceptance of the role, under the condition that it remains effective until they resign or are replaced. Signatories declare the information provided is true, under penalty of perjury, ensuring accountability.
  • Representation: The form makes a clear distinction between individuals acting as statutory agents in their capacity and entities serving as statutory agents. On signing the form, one must declare which capacity they are serving in, ensuring the correct legal standing.
  • No Filing Fee for Regular Processing: Submitting the Arizona Agent form incurs no filing fee for regular processing, making it accessible for entities to comply without incurring additional costs. However, all fees related to the form are nonrefundable.
  • Public Record: It’s important to remember that all documents filed, including the Arizona Agent form, become public record. Once submitted, they are open for public inspection, which is in line with maintaining transparency and public trust in business operations.

Completing and submitting the Arizona Agent form correctly is not only a legal requirement but also a foundation for the relationship between the statutory agent and the entity they represent. It’s advisable to carefully review and understand these takeaways to ensure compliance and to uphold the integrity of the process.

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